May 2023 Chapter Meeting
2023-05-11 16:00 - 18:00 (America/Los_Angeles) | Delta Hotels by Marriott Santa Clara Silicon Valley, 2151 Laurelwood Rd, Santa Clara, CA, 95054
May 2023 Chapter Meeting [note: special chapter meeting schedule – presentation to start at 4 pm with networking, announcements, featured sponsor spotlight to follow]
CLICK HERE TO RSVP

TOPIC: Welcome Back, Income
SPEAKER: Venk Reddy, Portfolio Manager, Osterweis Short Duration Credit Fund and Osterweis Sustainable Credit Fund
SUMMARY:

Investors everywhere are asking the question: When will the economic cycle turn? But what if that’s the wrong question to ask?
Observations about past periods of inflation as well as structural and demographic changes affecting the investing landscape may be hinting more at a long-term paradigm shift than at a short-term cycle. If that turns out to be the case, investors may be facing a prolonged period of persistent headwinds which will require a change in mindset from a dependence on price appreciation to a focus on income.
During the presentation, Venk Reddy, Chief Investment Officer—Sustainable Credit at Osterweis Capital Management, will provide a data-driven picture of consumer prices, labor markets, and the last 40 years of capital market innovation which investors should consider when planning their portfolios for the next decade and beyond.
LEARNING OBJECTIVES:

When will the economy cycle turn

Fed’s battle against inflation is likely to last longer than anticipated, which should keep rates higher over the near-to-medium term, learn how to create attractive opportunities for investors seeking income.

Timeline of structural market tailwinds

Appreciate income when prices stop appreciating

The core fixed income portfolio of tomorrow will require a combination of yield and risk diversification

SPEAKER BIO:
Venk Reddy joined Osterweis Capital Management in 2022 as part of the Zeo Capital Advisors team transition. Prior to founding Zeo Capital in 2009, Mr. Reddy was a co-founder of Laurel Ridge Asset Management, a multi-strategy hedge fund, where he managed the credit, distressed, and event-driven portfolios.
Previously, Mr. Reddy structured derivative products and was head of delta-one trading as a portfolio manager within Bank of America’s Equity Financial Products group (EFP). Mr. Reddy also managed investments in event-driven situations, convertible instruments, and options at Pine River Capital Management and HBK Investments, where he started his career.
Mr. Reddy is a principal of the firm and a Portfolio Manager for the sustainable credit strategies He is also a portfolio manager for the growth & income and flexible balanced strategies.
Mr. Reddy graduated from Harvard University (B.A in Computer Science with Honors).
More Information
Ticket price includes: heavy appetizers, Starbucks coffee & decaf, hot water with Teavana teas, and Ice water & iced tea.
There is also a bar in the hotel lobby if attendees want to continue networking after the meeting.
1.0 CEU is available for this session
No refunds after 3pm the day before the meeting.
FEATURED ANNUAL SPONSOR

June 2023 Chapter Meeting (No Meeting)
2023-06-08 16:00 - 18:00
NO MEETING THIS MONTH

July 2023 Chapter Meeting
2023-07-13 16:00 - 18:00 | Delta Hotels by Marriott Santa Clara Silicon Valley, 2151 Laurelwood Rd, Santa Clara, CA, 95054
FEATURED SPONSOR:

RSVP HERE
Macro & Markets

SPEAKERS: Andrew Revell, VP & External Advisor Consultant and Peter Milinazzo, VP & Account Manager at PIMCO
SUMMARY:
We will help contextualize the fixed income market, share insights from PIMCO’s Cyclical Outlook, and more.
LEARNING OBJECTIVES:
• How strained markets have led to a strong case for bonds
• Portfolio construction and diversification in this 2023 environment
• PIMCO’s thoughts on inflation
• PIMCO’s views across multi-asset portfolios

SPEAKERS BIOS:

Andrew Revell
Mr. Revell is a vice president and external advisor consultant in the New York office. He is responsible for the distribution of PIMCO mutual funds and managed accounts in Northern California. Prior to joining PIMCO in 2010, he was a regional vice president for Claymore ETFs for three years. Mr. Revell began his career at Allianz Global Investors, working for six years in various capacities, including registered investment advisor sales, mutual funds and managed accounts. He has 22 years of investment and financial services experience and holds an undergraduate degree from Hamilton College.

Peter Milinazzo
Mr. Milinazzo is a vice president and account manager on the global wealth management team, responsible for the distribution of PIMCO mutual funds, ETFs, alternatives, and managed accounts to wirehouse advisors and registered investment advisors in the Bay Area. Previously, he was an account manager on the business development team covering registered investment advisors, independent advisors, and bank channels in Southern California. Prior to that, he was a senior account associate covering both Northern and Southern California. He also worked as a managed account specialist supporting PIMCO’s managed account business across the U.S. Prior to joining PIMCO in 2017, he worked at Eaton Vance. He has eight years of investment and financial services experience and holds an undergraduate degree from Merrimack College. He is a Chartered Alternative Investment Analyst (CAIA).

More Information
Ticket price includes: heavy appetizers, Starbucks coffee & decaf, hot water with Teavana teas, and Ice water & iced tea.
There is also a bar in the hotel lobby if attendees want to continue networking after the meeting.
1.0 CEU is available for this session
No refunds after 3pm the day before the meeting.

NexGen Networking Social - Giants vs. A's Game
2023-07-26 18:45 - 21:00 | Oracle Park Stadium, 24 Willie Mays Plaza, San Francisco, CA, 94107, United States
Invitation and more details to follow (Will be sent end of May)

August 2023 Bocce Ball Networking Social
2023-08-03 16:00 - 18:00 | Campo di Bocce, 565 University Ave, Los Gatos, CA, 95032
August 2023 Chapter Meeting-Bocce Ball Networking Social

GAME ON!! CLICK HERE TO REGISTER
THE EVENT
We are bringing back this special event featuring an evening of extended networking opportunities in the fun atmosphere. Come enjoy some friendly competition as you will be divided into teams and can challenge each other to rounds of bocce ball**.
**you don’t need to play Bocce Ball to attend
BOCCE BALL TEAMS
If you would like to participate in the bocce ball games, we will have sign-up sheets. No experience necessary! You will be provided game instructions and coaching. This is more about team-building while laughing along the way!
CO-HOSTED BY:

More Information
Ticket price includes: heavy appetizers, ice water & iced tea.
No host or cash bar for purchase of any alcholic drinks
No pre-paid meeting passes allowed for this special event. No refunds after July 26.

FPA FarWest Roundup
2023-08-11 - 2023-08-13 | Stevenson College (University of California Santa Cruz), 1156 High St, Santa Cruz, CA, 95064, United States
The Far West Roundup is an informal retreat for financial planning practitioners and those intending to enter the financial planning profession. It is usually held on the campus of UC Santa Cruz. This is an informal learning environment. The Roundup is also unusual in that there are no sponsors. Most of our speakers are fellow planners or professionals in related fields who have been recommended to us by past attendees.
Conference Agenda (August 11-13): https://www.fpafarwestroundup.org/2023-conference-program/
Conference Registration & Fees: https://farwestroundup.regfox.com/2023-roundup
COVID 19 Policy
Public health agency requirements and guidelines regarding COVID-19 mitigation protocols change regularly. At this time, the following
All Attendees are required to show proof of either:

being up-to-date on vaccination, including being boosted if eligible, or;
a negative COVID-19 Test taken within one day (for antigen tests) or two days (for PCR tests) before entry into the facility.

The following are acceptable as proof of a negative COVID-19 test result:

A printed document from the test provider or laboratory, OR
An electronic test result displayed on a phone or other device from the test provider or laboratory.
The information should include person’s name, type of test performed, and negative test result.

September 2023 Chapter Meeting
2023-09-14 16:00 - 18:00 | Delta Hotels by Marriott Santa Clara Silicon Valley, 2151 Laurelwood Rd, Santa Clara, CA, 95054
RSVP HERE
Let’s Protect Our Kids, From Being Kids.

SPEAKER
Kern Singh is a Founding Partner of the Singh Law Firm
SUMMARY

In this presentation, we will explore the key components of a holistic approach to estate planning and asset protection. Our focus will be on three crucial areas:
GST Trusts: Shielding Your Assets from Divorces and Creditors: Discover the power of Generation-Skipping Transfer (GST) Trusts in securing your children’s inheritances. These trusts provide a robust defense against not only divorces but also other potential creditors. Ensure your wealth remains protected and your loved ones receive the financial security they deserve, regardless of life’s unforeseen challenges.
Appropriate Liability Coverages on Autos and Real Estate: Discover the importance of selecting the right liability coverage for your automobiles and real estate properties. We will provide insights into risk mitigation strategies, ensuring your assets are shielded against potential liabilities.
College Pack Planning: Explore our College Pack Planning service, designed to navigate the complex landscape gaining some rights over your adult child.
Join us for an insightful discussion on these critical aspects of estate planning and asset protection, as we empower clients to make informed decisions for their financial security and legacy preservation.

SPEAKER BIO

Kern Singh, Esq. is a Founding Partner of the Singh Law Firm, and has served as trusted counsel to his clients for over a decade. He is recognized as Northern California’s premier and most-sought after Estate Planning Attorney. Mr. Singh is also renowned as the preeminent attorney for Advanced Estate Planning, specializing in Qualified Small Business Stock (QSBS) Issues, Start-Ups, Estate Taxes, IPOs, and Liquid Events all within the Estate Planning wheel-house.
Mr. Singh began his career under Vice President Kamala Harris at the San Francisco County District Attorney’s Office before transitioning to private practice. At the District Attorney’s Office, Mr. Singh honed his lawyering skills which made a seamless transition to being a private practitioner.
Mr. Singh has been named “Super Lawyer Rising Star,” by SuperLawyers (a distinction awarded only to the top 2.5% of Attorneys in the country), and is a noted “Superb Attorney” with a 10/10 rating on Avvo. Mr. Singh is the industry leader in Estate Planning, and has prided himself on being the best for his clients.
Mr. Singh holds a dual Bachelor’s of Science in Political Science and Criminology from UC Irvine and a Juris Doctorate from Monterey College of the Law.
Join us for an insightful discussion on these critical aspects of estate planning and asset protection, as we empower clients to make informed decisions for their financial security and legacy preservation.

More Information
Ticket price includes: heavy appetizers, Starbucks coffee & decaf, hot water with Teavana teas, and Ice water & iced tea.
There is also a bar in the hotel lobby if attendees want to continue networking after the meeting.
1.0 CEU pending for this session
No refunds after 3pm the day before the meeting.

Oct 2023 Annual Ethics Hybrid Seminar
2023-10-12 13:45 - 16:00 | Delta Hotels by Marriott Santa Clara Silicon Valley, 2151 Laurelwood Rd, Santa Clara, CA, 95054
CLICK HERE TO REGISTER

2023 Hybrid Ethics Training

In-Person or via Zoom (login details in confirmation email)

SPEAKER: Curt Weil, CFP®, is a long-time veteran of the profession, past President and frequent presenter in Ethics.

SUMMARY: This program fulfills the requirement for CFP Board approved Ethics CE. It is designed to educate CFP® professionals on CFP Board’s latest Code of Ethics and Standards of Conduct.
The goal of this program is to position the application of CFP Board’s Code of Ethics and Standards of Conduct as the foundation for ethical financial planning.
SPEAKER BIO: 45+ years as a stockbroker, financial planner, investment advisor; founder of a fee-only firm. Served on national boards of Financial Planning Association and Foundation for Financial Planning; volunteer with CFP Board of Standards; 35 years of teaching financial planning with University of California, Santa Cruz.

More Information
2.0 approval pending for CFP CEU is available for this session.
**You will need to be logged into your computer or Zoom app and take a poll near the end of the meeting to receive CE credit for attendance. You may call in with your phone for audio in addition to logging in with your computer.
No refunds after October 10.
**For those attending in-person, you are not required to attend the following Chapter Meeting in order to attend the Ethics session**

October 2023 Chapter Meeting
2023-10-12 16:00 - 18:00 | Delta Hotels by Marriott Santa Clara Silicon Valley, 2151 Laurelwood Rd, Santa Clara, CA, 95054
CLICK HERE TO REGISTER

3 Strategies That Will Amplify Your Networking Efforts And Generate More Revenue!

SPEAKER
Cameo Roberson is the Founder/CEO of Atlas Park Consulting
SUMMARY

Winning prospects, influencing your network and normalizing sharing referrals are interrelated parts to growing your business. What we don’t talk about but keeps us up at night is how to MANAGE all your business development follow up activities. Beyond just showing up, how can you make sure you’re building strong Know-Like-Trust currency and stop leaving money on the table?
1. Put a list together and schedule time to tackle it.
2. Hand the follow up to your assistant.
3. Adopt templates and checklists to keep you organized.
The W.I.N.G.G.™ Method helps busy professionals implement a flawless follow up system, without feeling overwhelmed, so you can turn your “Contacts into Contracts”, build stronger connections and grow your business.
In this interactive 40 minute training, learn from a Former Networking Newbie (who had 5 people in her network when she was laid off for the second time in 2011) into a Networking Naturalista who has transformed her network into expansive connections and new business worldwide!

SPEAKER BIO

Cameo Roberson is the Founder of Atlas Park Consulting, a Business Coaching & Fractional COO Agency for Financial Advisors and Wealth Management firms. Atlas Park helps leaders and teams execute their growth strategy, improve business processes, streamline operations and systematize the day-to-day; without feeling overwhelmed so you can be prepared for next level growth. Cameo is also the interim COO for CHIP, connecting Black, Hispanic, and Latinx wealth advisors to new clients. Previously, Cameo spent more than 15 years in the client service and operational trenches of fee-only and fee-based advisory firms. Her experience and expertise in practice management techniques, creates presentations that are new, different and relevant.
Cameo has been interviewed about how advisors can drive growth through the coordination of people, processes and technology in several publications; including Wealth Management Magazine, The Journal of Financial Planning, Forbes Magazine, Financial Planning Magazine and Investor’s Business Daily.
Site: https://atlasparkco.com/
Follow her on LinkedIn and Twitter @atlasparkco

More Information
Ticket price includes: heavy appetizers, Starbucks coffee & decaf, hot water with Teavana teas, and Ice water & iced tea.
There is also a bar in the hotel lobby if attendees want to continue networking after the meeting.
1.0 CEU pending for this session
No refunds after 3pm the day before the meeting.

Financial Advisors Needed For Pro Bono/Planners in the Library
2023-10-28 10:00 - 14:00 | Redwood City Public Library, 1044 Middlefield Rd, Redwood City, CA, 94063
Topic: Financial Advisors Needed For Pro Bono/Planners in the Library
Location: Redwood City Library, 1044 Middlefield Road, Redwood City
Time: 10:00 am – 2:00 pm
» Click here for more information or to register as a volunteer
____________________________
For Interested Community Members: Come to Financial Planning Day in Redwood City and get free, objective, no-strings-attached financial advice from CERTIFIED FINANCIAL PLANNER™ professionals. CERTIFIED FINANCIAL PLANNER™ professionals are volunteering to offer free, in-person, one-on-one counseling and financial workshops throughout the day. Contact the organizer (rkutler@redwoodcity.org) to make a free 30 minute appointment with a Certified Financial Planner™
.
You will receive a confirmation with your appointment time. We will welcome walk-in appointments until all spots are taken.
There are Spanish appointments available. Hay citas en español disponibles.
Presented by FPA of Silicon Valley, a non-profit organization. Financial Planners will not endorse or recommend individual stocks or products. This workshop is offered as a public service to improve financial literacy, free of charge.

Financial Advisors Needed For Pro Bono/Planners in the Library
2023-11-04 10:00 - 14:00 | San Mateo Public Library, 55 W 3rd Ave, San Mateo, CA, United States
Topic: Financial Advisors Needed For Pro Bono/Planners in the Library
Location: San Mateo Library, 55 West 3rd Avenue, San Mateo
Time: 10:00 am – 2:00 pm
» Click here for more information or to register as a volunteer
____________________________________________
For Interested Community Members: Come to Financial Planning Day in San Mateo and get free, objective, no-strings-attached financial advice from CERTIFIED FINANCIAL PLANNER™ professionals. CERTIFIED FINANCIAL PLANNER™ professionals are volunteering to offer free, in-person, one-on-one counseling and financial workshops throughout the day. Registration is required. Register online or call (650) 522-7818. Financial Planners will not be marketing services or selling products.
Presented by FPA of Silicon Valley, a non-profit organization. Financial Planners will not endorse or recommend individual stocks or products. This workshop is offered as a public service to improve financial literacy, free of charge.

November 2023 Chapter Meeting
2023-11-09 16:00 - 18:00 | Delta Hotels by Marriott Santa Clara Silicon Valley, 2151 Laurelwood Rd, Santa Clara, CA, 95054
Topic: Chapter Meeting: Everything you wanted to know about Financial Therapy…but didn’t ask
Speaker: Elana Feinsmith
» Save the date. Registration will open soon.

December 2023 Holiday Party
2023-12-14 16:00 - 18:00 | Maggiano’s Little Italy (at Santana Row), 3055 Olin Ave #1000, San Jose, CA, 95128, United States
CLICK HERE TO REGISTER BY DEC 7

January 2024 Chapter Meeting
2024-01-11 11:30 - 13:30 | Delta Hotels by Marriott Santa Clara Silicon Valley, 2151 Laurelwood Rd, Santa Clara, CA, 95054
Economic Update and Outlook: CLICK HERE TO REGISTER

SPEAKER

Economist & National Speaker, First Trust
SUMMARY

Bryce Gill will be focus his presentation on describing the coming changes in the global and US economy and how investment advisors can best prepare their investor’s portfolios for those changes in the years to come.
Key Takeaways:

Commentary on Economy
Asset Class Outlook
Strategy Outlook

SPEAKER BIO
Bryce is an Economist and is part of the First Trust Economics Team that Bloomberg has ranked as one of the top forecasters of the U.S. economy over the past several years.
At First Trust, Bryce is responsible for analyzing economic indicators, writing economic commentaries and producing articles on the First Trust Economics Blog. He is also one of First Trust’s national speakers, traveling around the U.S. to present timely information on the economy and financial markets to both professional and everyday investors. Cogent’s 2017 Survey of Advisors rated First Trust’s thought leadership material as number one for most read and most shared by financial professionals with colleagues or clients.
Bryce is based in First Trust’s Austin, TX office and received an MBA from the University of Texas McCombs School of Business and a BA in Economics from Miami University (Ohio).

More Information
Ticket price includes: lunch, Starbucks coffee & decaf, hot water with Teavana teas, and Ice water & iced tea.
There is also a bar in the hotel lobby if attendees want to continue networking after the meeting.
1.0 CFP CEU pending for this session
No refunds after 11 am the day before the meeting.

Meet The Board
2024-01-24 16:00 - 18:00 | Yard House @ Santana Row, 300 Santana Row Suite 101, San Jose, CA, 95128, United States
This will be a casual networking event to connect with FPASV’s 2024 board and chapter members. Seize the opportunity to mingle, share insights, and learn about fostering connections within the association and other FPA members.

February 2024 Chapter Meeting
2024-02-08 11:30 - 13:30 | Delta Hotels by Marriott Santa Clara Silicon Valley, 2151 Laurelwood Rd, Santa Clara, CA, 95054
CLICK HERE TO RSVP
Fixed Income 2024 Outlook and Positioning

SPEAKER

Bob Fields, Managing Director, J.P Morgan Asset Management Global Fixed Income, Currency & Commodities (GFICC)
SUMMARY

You are invited to hear insights from Bob Fields, member of the J.P. Morgan Global Fixed Income, Commodities and Currency Team.
Using the most recent edition of J.P. Morgan Asset Management’s Guide to the Markets, he will share thoughts on the current economic landscape, interest rates and inflation outlook, and opportunities in fixed income for 2024.

SPEAKER BIO
Bob Fields, managing director, is a member of the Global Fixed Income, Currency & Commodities (GFICC) group at J.P. Morgan Asset Management Based in San Francisco, Bob is a fixed income portfolio specialist responsible for client communications and providing insights across all sectors of the fixed income market. Prior to joining the firm in 2011, he was at PIMCO for 10 years as senior vice president in the Newport Beach office and the product manager for tax sensitive assets. In addition, he wrote commentary about fixed income markets, pertinent and timely thought pieces, and created a number of innovative tax efficient funds. Before that, Bob spent 12 years with Goldman Sachs as vice president in the institutional fixed-income division in both New York and San Francisco. Bob has over 30 years of investment experience and holds an undergraduate degree from Brown University. He completed the executive program in public finance from the University Of Michigan School Of Business and holds Series 3, 7 and 63 licenses.
FEATURED SPONSOR

More Information
Ticket price includes: lunch, Starbucks coffee & decaf, hot water with Teavana teas, and Ice water & iced tea.
There is also a bar in the hotel lobby if attendees want to continue networking after the meeting.
1.0 CFP CEU pending for this session
No refunds after 11 am the day before the meeting.

March 2024 Chapter Meeting
2024-03-14 11:30 - 13:30 | Delta Hotels by Marriott Santa Clara Silicon Valley, 2151 Laurelwood Rd, Santa Clara, CA, 95054
Tax and Financial Planning for the Sunset of the Tax Cuts and Jobs Act

SPEAKER

Larry Pon, CPA/PFS, CFP, EA, USTCP, AEP at Pon & Associates
SUMMARY

You are invited to hear this presentation that aims to provide a concise overview of the multifaceted changes within the Tax Cut & Job Act, urging a closer examination of their implications before the scheduled expiration on December 31, 2025. It will become evident that significant alterations have been made to the income tax landscape.
Learn what you can do in tax and financial planning considerations with your clients.

SPEAKER BIO
Lawrence Pon is a Certified Public Accountant, Personal Financial Specialist, Certified Financial Planner, Enrolled Agent, United States Tax Court Practitioner, and Accredited Estate Planner in Redwood Shores, CA. Mr. Pon has been in practice since 1986 and speaks regularly to tax professionals on the latest tax planning and preparation topics nationally. Mr. Pon teaches Income Tax at College of San Mateo. Mr. Pon received his BS in Business Administration from UC Berkeley and MS in Taxation from Golden Gate University in San Francisco.

More Information
Ticket price includes: lunch, Starbucks coffee & decaf, hot water with Teavana teas, and Ice water & iced tea.
There is also a bar in the hotel lobby if attendees want to continue networking after the meeting.
1.0 CFP CEU pending for this session
No refunds after 11 am the day before the meeting.

April 2024 Chapter Meeting
2024-04-11 11:00 - 13:30 | Delta Hotels by Marriott Santa Clara Silicon Valley, 2151 Laurelwood Rd, Santa Clara, CA, 95054
CLICK HERE TO REGISTER
TOPIC
Industry Chat On Business Best Practices
PANEL

Our esteemed panelists include:
–Esther Szabo, CFP®
–Rob Lyman, CFP®
–Darryl Ng, CFP®
–Jennifer Bush, CFP®
SUMMARY

We are thrilled to announce an upcoming event that promises to be both enlightening and enriching for all attendees. On April 11, join us for a captivating Industry Insights Chat where a panel of distinguished members will share invaluable insights and advice on business best practices. Moderated by the esteemed Curt Weil, CFP®, this event aims to provide deep insights into the strategies and philosophies that have propelled our panelists to success.

PANEL BIOS

Curt Weil, CFP ®
Curt Weil, CFP began his career with E.F. Hutton in 1967, obtained his CFP designation in 1982, served as President of his local IAFP chapter and was the first President of the Silicon Valley Financial Planning Association chapter. In the late 1980’s he began teaching for the U.C. Extension system and taught generations of financial planners for more than 20 years. He served three years as a director of FPA national, six years on the board of the Foundation for Financial Planning and was a founding member of FPA of California. Curt left the brokerage world in 1989 to start his own, fee-only wealth management firm and and 25 years later sold it to his partner and retired. Today Curt continues to do financial planning on a pro-bono basis, is an approved Ethics instructor for FPA chapters, is active with FPA of CA, is on the board of his local Boy Scout Council and fixes homes with Rebuilding Together. He is an instrument-rated pilot, an authority on military history and single-malt whiskey, enjoys a good cigar and lives with Margaret and two cats in Palo Alto.

K. Esther Szabo, CEO, CFP®, Gates Pass Advisors, LLC
As both a Certified Financial Planner and Certified Financial Transitionist Esther focuses on both the technical and personal sides of money. She has been providing education and guidance to individuals since 1992, and since 1998 in the ‘RIA’ world. She has a special niche working with women and couples in transition. After losing her husband in 2014, she launched her own firm, Gates Pass Advisors, based in Los Altos with a satellite office in Washington. Gates Pass Advisors philosophy is to address financial planning first and maintain that planning throughout an engagement. Investments are integral, but financial planning is what keeps clients safe. She remarried in 2019 and is now proud stepmom to two amazing young women, and just returned from experiencing the total eclipse in Texas!

Rob Lyman, CFP®, Johnson Lyman Wealth Advisors
Rob is President and principal architect of the firm’s highly personalized and comprehensive Wealth Management service. Rob serves as the lead advisor for all the firm’s clients, which include corporate tech executives of all stripes, business owners, entrepreneurs, successful professionals, and individuals and families (including a specialty in solo agers). Rob delights in making a difference in his clients’ lives. His passion is to partner with clients, empowering them to clarify goals, discern next steps, and get into action. Rob is an experienced behavioral investment counselor and serves as both a coach and advocate for his clients. Rob is a graduate of Princeton University and holds a master’s degree in engineering from the University of California, Berkeley. Professionally, he is active in the Silicon Valley chapter of the Financial Planning Association (FPA), where he serves on the program committee and the National Association of Personal Financial Advisors (NAPFA), where he has been designated as a NAPFA-Registered Financial Advisor.

Darryl H. Ng CFP® ChSNC® CDFA® ChFC® CLTC®, CEPA® Sr. Vice President-Wealth Management, Morgan Stanley
A seasoned Wealth Management professional for more than 20 years, Darryl serves as a trusted Financial Advisor to four generations of ultra-high net worth families, corporate executives, and business owners both in domestic and international locations navigate the financial and emotional complexities surrounding different life events. He has been listed as the 2018-2020 Top Best in State Next Gen Wealth Advisor and 2023-2024 Best in State Forbes Team. Darryl is dedicated to always doing the right thing and giving his clients a signature white glove experience with highly personalized advice. As a Senior Member at the Mountain View Group, Darryl heads the advanced planning activities for the team. He focuses on the creation and implementation of financial plans, portfolio management, philanthropy, insurance, and estate planning strategies and coordinating with internal resources and outside professionals for proper planning. Throughout his career, Darryl has always been committed to advanced learning and continuous education and has received the below industry designations. Darryl graduated with a Bachelors of Science (Entrepreneurship) degree with Recognition from the University of Southern California’s Marshall School of Business, advanced professional education from the American College of Financial Services, and Upasampada Ordination from the Theravada Buddhist Society of America (Buddhist Monk Certification). Darryl also is serving as a Subject Matter Expert and Volunteer National Exam Writer at the CFP Board of Standards and on Morgan Stanley’s National Trust Advisory Council.

Jennifer Bush, CFP®, Main Street Financial
More Details To Come.

More Information
Ticket price includes: lunch, Starbucks coffee & decaf, hot water with Teavana teas, and Ice water & iced tea.
There is also a bar in the hotel lobby if attendees want to continue networking after the meeting.
1.0 CFP CEU pending for this session
No refunds after 11 am the day before the meeting.

Financial Advisors Needed For Pro Bono/Planners in the Library
2024-04-13 14:00 - 17:30 | Saratoga Library, 13650 Saratoga Ave, Saratoga, CA, 95070, United States
FPA Silicon Valley is providing complementary financial planning sessions to the community

The Financial Planning Association supports our community by providing complimentary one-to-one financial planning advice at the Saratoga Library Financial Planning Day. This will be an in-person event and available to the entire public. There will be a presentation on the topic of Taxes for all attendees from 2 to 3 pm.

Please note that per the FPA of Silicon Valley guidelines, Financial Counseling Volunteers must be CFP(R) professionals and members of an FPA chapter (Logistics Volunteers do not have to be).

The logistic volunteers will assist with checking in arriving attendees, trouble shooting and collecting survey responses as attendees exit each session.

Thank you for your time, and if you have questions, please contact the event organizer,
David Fung at: david.fung@sidfinancial.com

May 2024 Chapter Meeting
2024-05-09 11:30 - 13:30 | Delta Hotels by Marriott Santa Clara Silicon Valley, 2151 Laurelwood Rd, Santa Clara, CA, 95054
CLICK HERE TO REGISTER TODAY!

OUR FEATURED ANNUAL PARTNER

Join us on May 9th for a transformative Chapter Meeting exploring AI’s role in financial services. Discover its benefits, practical applications in daily advisory work, and strategies to enhance client relations and operational efficiency. Learn how AI reshapes traditional models, streamlines processes, and provides actionable insights. Don’t miss this chance to unlock AI’s potential in revolutionizing your financial advisory practice. Register now for invaluable insights and strategies!

Overview of Presentation: AI Intro & Practical Use Cases for Financial Professionals
Introduction (5 mins)

Brief overview of the evolution of technology in financial planning.
Introduction to AI and its relevance in today’s financial advisory landscape.

The Role of AI in Financial Planning (5 mins)

Overview of AI’s capabilities and potential in financial advising.
Discussion on how AI can save time, increase knowledge, and enhance client connections.

Case Studies: AI in Action (20 minutes)

Real-world practical examples using AI for financial advisors
Demonstrating time savings and efficiency gains through AI applications.

Implementing AI in Your Practice (10 minutes)

Steps to adopt AI technologies in financial planning practices.
Considerations for ensuring compliance and aligning with regulatory requirements.
Use case discussion and Q&A (10 minutes)

Total – 50 mins

Speaker Biography
David Itzkovits, CFA
David has 20 years of experience in Financial Services and has worked in various senior roles at top tier financial institutions. He was a founding member of a startup which was eventually acquired by a $50 Billion global investment firm.
David is an acknowledged thought-leader in the use of Artificial Intelligence in the investments industry and is an international key-note speaker on the subject. He has been instrumental in driving the use AI in investment management and launched multiple funds including the first UCITS Balanced Fund in 2017 utilizing AI exclusively in the decision-making process.
David is a CFA Charter holder, and has an MBA from Ivey Business School at Western University.

More Information
Ticket price includes: lunch, Starbucks coffee & decaf, hot water with Teavana teas, and Ice water & iced tea.
There is also a bar in the hotel lobby if attendees want to continue networking after the meeting.
1.0 CFP CEU pending for this session
No refunds after 11 am the day before the meeting.

Financial Advisors Needed For Pro Bono/Planners in the Library
2024-05-18 12:00 - 16:00 | Santa Clara Central Park Public Library, 2635 Homestead Road, Santa Clara, CA, 95051, United States
FPA Silicon Valley is providing complimentary financial planning sessions to the community

Santa Clara Financial Planning Day

The Financial Planning Association supports our community by providing complimentary one-to-one financial planning advice at the Santa Clara Library Financial Planning Day. The event will be an in-person event and available to the entire public.

Please note that per the FPA of Silicon Valley guidelines, Financial Counseling Volunteers must be CFP® professionals and members of an FPA chapter. (Logistics Volunteers do not have to be.)

Logistics volunteers will help get attendees checked in and assigned to planners and ensure that meetings are on time to get all attendees a chance to meet with a planner. Logistics volunteers can sit in on the one-on-one sessions if time permits to listen and learn how an experienced planner gives advice. It is an excellent opportunity for logistics volunteers to see and experience how planners may approach many kinds of financial issues that arise.

Thank you for your time, and if you have questions, please get in touch with the event organizer, Cary Tucker, via email: tucker.cary.w@gmail.com

52nd Annual FPA NorCal Conference
2024-05-28 - 2024-05-29 | Palace Hotel, 2 New Montgomery St, San Francisco, CA, 94105, United States
52nd Annual FPA NorCal Conference
LEARN MORE: https://www.fpanorcal.org/
REGISTRATION TO OPEN IN DECEMBER 2023

What Is FPA NorCal?

The FPA NorCal Conference is the premier financial planning conference dedicated to the education, knowledge, and growth of financial planners. We cover the latest in financial education, professional development, and business success. Every year we host inspiring speakers who contribute useful insights to our industry.

Inspiring Excellence And Fostering Community

We are dedicated to providing leadership and great networking opportunities. Our purpose of delivering excellence is what motivates us to offer high-quality conferences year after year and has resulted in a national reputation.
The FPA NorCal Conference is put on every year in a collaborative effort by volunteers from the four local Bay Area FPA Chapters, East Bay, Northern CA (Sacramento), Silicon Valley, and San Francisco. Our motto within the FPA NorCal planning committee is a conference For Us, By Us.
Embrace Change is the theme for the 52nd annual FPA NorCal Conference and it transcends being merely a conference theme; it forms the very essence and heart of the entire FPA NorCal Conference.
Change. Change is the one thing in life that is constant and unavoidable. Change is growing faster and more dynamically with each turn of the calendar. There has been, and there continues to be, change across so many aspects of a financial advisor’s daily life from the regulatory environment, the technology we use, our clients’ priorities shifting dramatically during a global pandemic, and the increased emphasis on investors’ psychology. Change in our industry over the past few years has been exponential.

2024 FPA NorCal Conference Theme – Embrace Change

NorCal features a 5‑track series of breakouts spanning 2 days, with a very rigorous conference committee process that vets all the sessions and doesn’t permit any ‘pay‑to‑play’ speaking slots, which typically includes a mixture of both more technical (CE‑oriented) sessions and practice management sessions.
In addition, the NorCal agenda features 4 national‑caliber keynote speakers. Registration to the conference includes a recording of all the conference sessions (not just the keynotes, but every breakout, for those who want to go back and listen!).”

NO June 2024 Chapter Meeting
2024-06-13

July 2024 Chapter Meeting
2024-07-11 11:30 - 13:30 | Delta Hotels by Marriott Santa Clara Silicon Valley, 2151 Laurelwood Rd, Santa Clara, CA, 95054
CLICK HERE TO RSVP

TOPIC: Tax Deferral Strategies for Real Estate
Invesco Real Estate manages $91B+ across the globe and has been in the industry for 40+ years. Invesco will be discussing their real estate platforms robust investment capabilities and specific tax-deferral strategies. The 1031/721 exchange solution provides investors the opportunity to potentially exchange, on a tax-deferred basis, an active investment in real estate for a passive investment in an institutionally managed portfolio of high-quality, diversified commercial real estate. Our Real Estate Exchange Specialist at Invesco Real Estate will provide an update on the 1031/721 exchange requirements. Discuss client scenarios for deferring taxes on appreciated real estate and give an overview of the key benefits and reasons to consider syndicated DST programs. Our Specialist will provide details about how these programs were designed to seamlessly merge illiquid real estate into a framework that is compatible with the wealth management business.

SPEAKER:
Kyle Connor, Real Estate Exchange Specialist at Invesco US
SPEAKER BIO:
Kyle Connor is a Real Estate Exchange Specialist at Invesco Real Estate. Kyle’s primary responsibilities are to assist financial advisors and help their clients navigate the process of exchanging investment real estate into Invesco’s Private Market offerings, and to serve as a subject matter expert on Real Estate Exchange to Invesco Distribution within the Wealth Management Intermediary channel.

More Information:
Ticket price includes: lunch, Starbucks coffee & decaf, hot water with Teavana teas, and Ice water & iced tea.
There is also a bar in the hotel lobby if attendees want to continue networking after the meeting.
1.0 CFP CEU APPROVED for this session
No refunds after 11 am the day before the meeting.

August 2024 Summer Social
2024-08-01 16:00 - 18:00 | Campo di Bocce, 565 University Ave, Los Gatos, CA, 95032
CLICK HERE TO RSVP

August 2024 Chapter Meeting-Bocce Ball Networking Social

GAME ON!!
THE EVENT
We are bringing back this special event featuring an evening of extended networking opportunities in the fun atmosphere. Come enjoy some friendly competition as you will be divided into teams and can challenge each other to rounds of bocce ball**.
**you don’t need to play Bocce Ball to attend
BOCCE BALL TEAMS
If you would like to participate in the bocce ball games, we will have sign-up sheets. No experience necessary! You will be provided game instructions and coaching. This is more about team-building while laughing along the way!

More Information
Ticket price includes: heavy appetizers, ice water & iced tea.
No host or cash bar for purchase of any alcoholic drinks
No pre-paid meeting passes allowed for this special event. No refunds after July 26.

35th Annual FPA Far West Roundup
2024-08-08 - 2024-08-11 | UC Santa Cruz, 1156 High St, Santa Cruz, CA, 95064, United States
RSVP & LEARN MORE
The Far West Roundup is an informal retreat for financial planning practitioners and those intending to enter the financial planning profession. It is usually held on the campus of UC Santa Cruz.
This is an informal learning environment. The Roundup is also unusual in that there are no sponsors. Most of our speakers are fellow planners or professionals in related fields who have been recommended to us by past attendees.

September 2024 Chapter Meeting
2024-09-12 11:30 - 13:30 | Delta Hotels by Marriott Santa Clara Silicon Valley, 2151 Laurelwood Rd, Santa Clara, CA, 95054
CLICK HERE TO RSVP HERE

TOPIC & SUMMARY

Elections Come and Go, Results Last a Lifetime: Investing in a presidential election year

SPEAKER BIO

Mike Stern is a wealth management consultant at Capital Group, home of American Funds, covering the San Francisco area. He has 28 years of investment industry experience and has been with Capital Group for 19 years. Prior to joining Capital, Mike was a vice president with SunAmerica in Los Angeles. He holds a bachelor’s degree from the University of California, Santa Barbara, and attended Pepperdine University for graduate studies. He also holds the Certified Investment Management Analyst® designation. Mike is based in Danville, Calif.

More Information
Ticket price includes: lunch, Starbucks coffee & decaf, hot water with Teavana teas, and Ice water & iced tea.
There is also a bar in the hotel lobby if attendees want to continue networking after the meeting.
1.0 CFP CEU pending for this session
No refunds after 11 am the day before the meeting.

2024 FPA National Conference
2024-09-18 - 2024-09-20 | Greater Columbus Convention Center, 400 N High Street, Columbus, OH, 43215, United States
At FPA Annual Conference 2024, connection, learning, and community take center stage. It’s where you’ll rub shoulders with the brightest minds, exchange ideas, and discover the latest strategies that will supercharge your success. It’s an experience like no other, and it’s tailor-made for YOU.
The conference brings together financial planners, thought leaders, service providers, and allied professionals. And, as the largest annual gathering of CFP® professionals, you’ll be surrounded by the very best in the business—all under one roof.
RSVP & LEARN MORE

Next-Gen Social
2024-09-19 17:00 - 19:00 | Yard House @ Santana Row, 300 Santana Row Suite 101, San Jose, CA, 95128, United States
Join us for a complimentary networking social facilitated by FPA Silicon Valley Next-Gen, a community within the Financial Planning Association focused on supporting the next generation of financial professionals and career changers. This event provides an excellent opportunity to connect, share insights, and build meaningful relationships within the industry. Whether you’re new to financial planning or contemplating a career shift, our networking social offers a welcoming environment to explore opportunities and expand your professional network.

Financial Advisors Needed For Pro Bono/Planners in the Library
2024-09-21 12:00 - 14:00 | Gilroy Library, 350 W Sixth Street, Gilroy, CA, 95020, United States
FPA Silicon Valley is providing complimentary financial planning sessions to the community and is seeking volunteers

Gilroy Financial Planning Day

CLICK HERE TO SIGNUP

The Financial Planning Association supports our community by providing complimentary one-to-one financial planning advice at the Gilroy Financial Planning Day. The event will be an in-person event and available to the entire public.

The day will begin with a presentation on the topic of Social Security by Kerry Worden, a Registered Social Security Analyst at 11 am, followed by 1:1 financial planning sessions from noon until 2pm.

Financial planners who are interested in volunteering their time to offer one to one financial planning are encouraged to sign up. Please note that per the FPA of Silicon Valley guidelines, Financial Counseling Volunteers must be CFP® professionals and members of an FPA chapter. (Logistics Volunteers do not have to be.)

Logistics volunteers will help get attendees checked in and assigned to planners and ensure that meetings are on time to get all attendees a chance to meet with a planner. Logistics volunteers can sit in on the one-on-one sessions if time permits to listen and learn how an experienced planner gives advice. It is an excellent opportunity for logistics volunteers to see and experience how planners may approach many kinds of financial issues that arise.

Thank you for your time, and if you have questions, please get in touch with the event organizer, Jennipher Lommen, via email: jennnipher.lommen@wildflowerfinancial.com
