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SUMMARY:CFP Ethics: Code of Ethics and Standards of Conduct
DESCRIPTION:This program fulfills the requirement for CFP Board approved Ethics CE. This program is designed to educate CFP® professionals on CFP Board’s Code of Ethics and Standards of Conduct\, which is effective July 1\, 2024. In a profession built on personal and financial guidance\, ethical behavior ensures that clients feel safe\, respected\, and served in their best interest. Understanding and applying ethical principles is essential at every stage of your career. \nLEARNING OBJECTIVES \n\nRecognize when you are providing financial advice\nApply the Fiduciary Duty\nDescribe when Financial Advice requires Financial Planning and the additional obligations that apply\nIdentify duties when using or referring other service providers or technologies\nDescribe the process the CFP Board follows to uphold the Code and Standards\nDetermine what information must be provided to the Client and when to document the exchange of information\n\n[CLICK THE WEBSITE LINK BELOW TO REGISTER]
URL:https://www.fpasv.org/event/cfp-ethics-code-of-ethics-and-standards-of-conduct
LOCATION:CA
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