Silicon Valley FPA Brown Bag Lunch Event

Note:  Silicon Valley FPA Brown Bag Lunch Events require FPA membership to attend.   FPA members from other chapters are welcome to attend as well as guests of FPA members.

Date:  Friday, January 20th, 20112
Time:  12:00 noon to 1:30 pm
Location:  San Jose, CA (Rose Garden Area)
Cost:  $10
 

Title:  Ethical Challenges of Client Non-Compliance

Speaker:  Dr. Jim McCabe, President, Eldercare Resources

The Burden for practice compliance falls directly upon the financial planning professional. Unfortunately, most of the situations that place you at risk of non-compliance are client driven factors—lack of follow through, poor decision making, and non-disclosure.  A recent study found that fully 25% of a planner’s time is spent discussing non-financial issues such as health care problems, competence concerns of family conflicts.  This session will use client issues as a way of examining how client noncompliance can be a major barrier to planning and place you at risk of being non-compliant.  Techniques will be discussed to help the at-risk advisror.

Speaker Biography:

Dr. Jim McCabe is the president of Eldercare Resources www.EldercareResources.biz  His firm consults with companies and individuals on health and long-term care planning.  Jim has worked extensively with estate planning and financial services professionals to assist them and their clients in the areas of client competency, the nature and cost of long-term care, assessments for home and personal safety. Dr. McCabe earned his doctorate at UC, Berkeley and holds Masters degrees from the University of Hawaii. Eldercare Resources has offices in Los Altos, CA and Scottsdale, AZ.

Seating is limited.   To reserve your seat, please RSVP early to Cynthia Riley at CynJRiles@Aol.com  A $10 fee will be collected at the door.